ABA Model Rule 8.4

Don’t Tell Mom the Client’s Dead

/ Jack Marshall / Leave a comment

The Minnesota Supreme Court has suspended a lawyer for settling a case without revealing to the opposing side the small matter of his client being dead. There aren’t many misconceptions a lawyer is absolutely required to correct by informing the other side, unless the lawyer or the client clearly created a the misconception by its own words or actions. But the death of a client mid-case is one of them. Continuing to negotiate as if the client is alive is an affirmative and material misrepresentation.

This principle is always good for a laugh in a legal ethics seminar, but instances of its application are rare. In this case, the suspended lawyer may have uttered a famous quote when his adversary, after agreeing to a settlement, heard that the client had died and asked him whether it was true. Thomas Lyons, Jr. replied, “Yes. How ironic!” Continue reading →

Apology: How I Became an April Fool and an Ethics Dunce

/ Jack Marshall / 37 Comments

I’m not going to spin this. My conviction that the web hoax engineered by trial lawyer/blogger Eric Turkewitz violated the legal ethics rules was the product of a toxic mix of factors, prime among then being that I didn’t review my own files. When I finally, after nearly two days of answering complaints when I should have been hitting the books, checked the Rules of an ethics bellweather state that I often work in but had not for longer than usual, I read this:

RULE 8.4 Misconduct

It is professional misconduct for a lawyer to:

…(c) engage in conduct involving dishonesty, fraud, deceit or misrepresentation which reflects adversely on the
lawyer’s fitness to practice law;

This is an unusual version of Model Rule 8.4; indeed, the only other state to have adopted it (I think—I am no longer sure of much) is Wyoming. Yet it is a very useful variation of the Model Rule, because it eliminates all ambiguity about whether “dishonesty, fraud, deceit or misrepresentation” is meant to be as sweeping as it sounds. This formulation makes it clear that non-legal practice violations are covered, but that they have to reflect adversely on the lawyer’s fitness to practice law to qualify.

I had been wallowing in obscure clues from other jurisdictions–Tennessee, for example, which has the ABA wording but an odd Comment that begins…

[4] Paragraph (c) prohibits lawyers from engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation. Such conduct reflects adversely on the lawyer’s fitness to practice law…

This could be taken to mean that all such conduct reflects adversely on fitness. The problem is, I don’t believe that, and I don’t believe that Tennessee means that.

The 8.4 version that I found was from…Virginia. Where I live. Where I have done more ethics CLE than anywhere else, beginning before the state even adopted the Model Rules format. Seeing this, two conclusions were unavoidable:

1. This is the predominant way jurisdictions think about 8.4. No state has rejected Virginia’s approach, and several have referenced it in Legal Ethics Opinions on the topic of what kind of non-legal practice-related conduct is covered by the Rules—-not subject to discipline, as I was arguing the past two days, but covered at all. The D.C. Bar has such an LEO, number 323, from 2004. I had a copy on file. The District of Columbia, where I’m a member of the bar.

2. I had made a big and inexcusable mistake, and compounded it by acting like the King of the Jerkwads. Continue reading →

Slap-happy Justice in West Virginia

/ Jack Marshall / Leave a comment

I confess: I love this story.

The Charlestown Gazette reports that Assistant Kanawha County prosecutor Stewart Altmeyer has been suspended for one month without pay for suggesting a plea deal that permitted the victim of petit larceny to slap the defendant in exchange for dropping the complaint against Dallas Jarrett, who had allegedly taken a few Oxycontin pills from Deborah McGraw’s medicine cabinet while performing some household repairs for her.

Altmeyer says that he relayed McGraw’s offer half-seriously, and was taken aback when the one-slap deal was accepted by Jarrett and his attorney. He shouldn’t have been surprised: Jarrett was facing up to a year in prison. I’d take Deborah’s slap. Heck, I’d take a Mike Tyson slap. Wouldn’t you? Continue reading →

Disbar John Edwards

/ Jack Marshall / 13 Comments

The last shoe dropped in the sordid John Edwards tale, with his admission that he was indeed the father of his mistress’s infant daughter, as many suspected. This comes months after he emphatically and repeatedly denied this fact to the media, in the course of admitting that he indeed did have an affair with the child’s mother, Rielle Hunter, after months of denying that. His efforts at covering up all of this ultimately incorporated his terminally ill wife, his friend and supporter Fred Baron, who paid his mistress to make herself scarce, and his aide Andrew Young, who was induced to publicly claim that he, not Edwards, was the father of baby Quinn. All of the deception initiated by Edwards took place while he was running for the Democratic presidential nomination, on a platform of moral obligation and justice. Continue reading →